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FINRA Awards for Leslie V. Tepper

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0072712/11/2017Claimant(s): Richard French
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Leslie V. Tepper
Arbitrator(s): Michael E. Rohde
Hearing Site: San Diego, CA

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