| 23-00028 | 07/11/2024 | Claimant(s): Lisa Idlett
Claimant Lawyers(s): John E. Jenkins
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): Catherine Stewart
Hearing Site: Jersey City, NJ
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| 23-01126 | 03/05/2024 | Claimant(s): David Liguori
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Catherine Stewart
Hearing Site: Pittsburgh, PA
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| 23-01383 | 02/20/2024 | Claimant(s): Andrew Leicht
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Catherine Stewart
Hearing Site: Jersey City, NJ
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| 19-00948 | 02/27/2023 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Christopher Armstrong, Morgan Stanley, Randall Kiefner
Respondent Lawyers(s): Clinton W. Marrs, Thomas J. Momjian
Arbitrator(s): Catherine Stewart, Olugbenga Sopeju, Toni Anne Williams
Hearing Site: Jersey City, NJ
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| 22-00172 | 01/30/2023 | Claimant(s): Kevin Mahoney
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Catherine Stewart
Hearing Site: Manchester, NH
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| 18-04156 | 01/11/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Joshua Horn
Respondent(s): Stephen Pendergast
Respondent Lawyers(s): David R. Clouston
Arbitrator(s): Steven R. Rolnick, Catherine Stewart, Cynthia Catherine Anger
Hearing Site: Hartford, CT
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| 21-02942 | 01/05/2023 | Claimant(s): Christina Vozzo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Stacey Schmidt
Arbitrator(s): Catherine Stewart
Hearing Site: Jersey City, NJ
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| 22-00112 | 11/01/2022 | Claimant(s): Thomas Hine
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities Service Network
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Catherine Stewart
Hearing Site: Hartford, CT
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| 19-02202 | 09/13/2021 | Claimant(s): Scott Ratajczak
Claimant Lawyers(s): Christopher P. Milazzo
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Catherine Stewart, Robert E. Anderson, John Herbert Grefe
Hearing Site: Jersey City, NJ
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| 19-03221 | 07/30/2021 | Claimant(s): Brittany Russell
Claimant Lawyers(s): Frances Menzer
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Paul R. Harris
Arbitrator(s): Stanley Yorsz, Catherine Stewart, Mark A. Sipper
Hearing Site: Pittsburgh, PA
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