| 14-03127 | 11/09/2016 | Claimant(s): Alisa Jaffe
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Scott Strochak
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): Monica I. Salis, Raymond W. Snow, Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 15-00880 | 11/04/2016 | Claimant(s): Deborah Adeimy
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janelle M. Ahnert
Arbitrator(s): James W. Geiger, Carolyn E. Moore, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
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| 14-02729 | 10/28/2016 | Claimant(s): Kazia Bekins
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Paul R. Harris
Arbitrator(s): Randy R. Freedman, S. William Gersten, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
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| 14-03740 | 10/13/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Jared Perez
Respondent(s): Reuven Blank
Respondent Lawyers(s): Reuven Blank
Arbitrator(s): Gary M. Landau, Barth Satuloff, Richard H. Schneider
Hearing Site: Boca Raton, FL
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| 16-01224 | 09/06/2016 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Megan Smith
Respondent(s): Robert Hirsch
Respondent Lawyers(s): Robert M Hirsch
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
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| 16-01150 | 09/01/2016 | Claimant(s): Daniel Rosenberg
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Steven R. Reininger, Stephen Kahane, David Rich
Hearing Site: Boca Raton, FL
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| 15-02052 | 08/30/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patricia E. Cowart
Respondent(s): Jason Mamalis
Respondent Lawyers(s): Jason Ryan Mamalis
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
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| 14-00150 | 08/18/2016 | Claimant(s): David Vallieres
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Christopher Seebeck, David Ridge, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): James Christopher Lombardo, Joel M. Everest
Arbitrator(s): Lucie L. Sabella, Myron E. Levenson, Tina Scott Polsky
Hearing Site: Boca Raton, FL
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| 15-02876 | 08/09/2016 | Claimant(s): Henry Boyce III
Claimant Lawyers(s): Peter W. Homer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Barth Satuloff, Thomas W. Allen, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
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| 16-00799 | 07/26/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): William Eaton
Respondent Lawyers(s): William Thomas Eaton
Arbitrator(s): Daniel P. Lund
Hearing Site: Boca Raton, FL
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