| 19-01917 | 03/09/2020 | Claimant(s): William Gruntler
Claimant Lawyers(s): Harris Freedman
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Gerald Silverman
Hearing Site: Boca Raton, FL
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| 19-01576 | 02/19/2020 | Claimant(s): Dianne Townsend
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
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| 17-03322 | 02/14/2020 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Andrew Lerner, Charles Shalmi, Logan Shalmi, Mark Garfinkel
Respondent Lawyers(s): Cory S. Zadanosky, Mark Steven Garfinkel
Arbitrator(s): Debra A. Byrne-Mathews, Alice J. Johnson, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
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| 19-01577 | 02/14/2020 | Claimant(s): Seth Townsend
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 19-01996 | 02/14/2020 | Claimant(s): Mary-Lee Widder
Claimant Lawyers(s): Jessica Calloway
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
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| 19-00445 | 02/11/2020 | Claimant(s): Matthew Gerst
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Will Murphy, Robert G. Falbisaner, Scott Louis Fishman
Hearing Site: Boca Raton, FL
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| 19-01321 | 02/11/2020 | Claimant(s): Henry Grinberg
Claimant Lawyers(s): Gregg J Breitbart
Respondent(s): Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz, Timothy B. Atkins
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
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| 19-03305 | 02/03/2020 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Robert Abrams
Respondent(s): Dominic Linsalata
Respondent Lawyers(s): Dominic Joseph Linsalata
Arbitrator(s): James M. Scutti
Hearing Site: Boca Raton, FL
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| 19-00645 | 12/27/2019 | Claimant(s): Gustavo Carvajal
Claimant Lawyers(s): Josef Y. Rosen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
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| 18-04136 | 12/11/2019 | Claimant(s): Robin Davis
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Amy S. Towle
Arbitrator(s): Richard W. Epstein
Hearing Site: Boca Raton, FL
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