| 22-00768 | 11/29/2022 | Claimant(s): Fernando Panizzutti
Claimant Lawyers(s): Jonathan E Neuman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Christopher J. Klein, Ronald David Katz, Richard William Barry
Hearing Site: Boca Raton, FL
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| 22-00917 | 11/28/2022 | Claimant(s): Yan Binder
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffrey D. Rodgers
Arbitrator(s): Stuart Bruce Klein, Robert G. Geeseman, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
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| 21-02578 | 10/21/2022 | Claimant(s): Jeffrey Blum
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
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| 19-00893 | 10/18/2022 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Robert Deblasio
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): George G. Kurschner, Lawrence Robert Gould, Theodore Roy Bayer
Hearing Site: Boca Raton, FL
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| 22-00356 | 10/14/2022 | Claimant(s): Adrian Lorenzo, David Burg
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 22-01139 | 10/10/2022 | Claimant(s): Peter Bermont
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Mark C. Perry, Steven M. Greenbaum, David P. Slater
Hearing Site: Boca Raton, FL
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| 22-00627 | 10/06/2022 | Claimant(s): Angelo Kafkes
Claimant Lawyers(s): Craig Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Edward R. Niederriter, Stephen Kahane, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
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| 21-03037 | 08/18/2022 | Claimant(s): Barbra Shaffer
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Kimberly A. Gilmour, Rosemarie Ann Jannuzzi, John S. Leech
Hearing Site: Boca Raton, FL
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| 21-03059 | 08/05/2022 | Claimant(s): Robert Wolfe
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Diane M. Perry
Hearing Site: Boca Raton, FL
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| 22-00091 | 08/05/2022 | Claimant(s): Michael Puck
Claimant Lawyers(s): Zachary Morse
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
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