| 19-03004 | 06/09/2022 | Claimant(s): David Bergal, Milton B. Bergal Estate Trust
Claimant Lawyers(s): Jared A. Levy
Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert J. Scafuri, Barry Goldman, Richard A Young
Hearing Site: Indianapolis, IN
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| 21-00301 | 05/31/2022 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Barry Krumwiede, Bryan Schneider, Christopher Bowman
Respondent Lawyers(s): James V. Garvey
Arbitrator(s): Leon Fox, Christopher Crimer, Michele Braun
Hearing Site: Chicago, IL
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| 21-01875 | 05/20/2022 | Claimant(s): Francis Tran
Claimant Lawyers(s): Samantha Pastor
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
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| 21-01209 | 05/19/2022 | Claimant(s): Rhyan Young
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
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| 21-02522 | 04/19/2022 | Claimant(s): Ayobande Omomo
Claimant Lawyers(s): James P. Galvin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Lorrie E Whitfield, Abigail R. Levy, Louis M. Lagalante
Hearing Site: New York, NY
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| 21-01831 | 04/13/2022 | Claimant(s): Thomas Rimini
Claimant Lawyers(s): Thomas Rimini
Respondent(s): J.P. Morgan Securities, Bear Stearns Asset Management Inc.
Respondent Lawyers(s): Eric K. Hildenbrand, Steven J. Pearlman
Arbitrator(s): Laura Carraher, Michael S. Lazan, Leona Beane
Hearing Site: New York, NY
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| 19-03501 | 02/17/2022 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Harris Chan, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Louis M. Lagalante, Maria V. Martin
Arbitrator(s): Susan C Lushing, Blueth Bromfield, Michael A Pickholz
Hearing Site: New York, NY
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| 21-01308 | 02/10/2022 | Claimant(s): Shannon Freeland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors, J.P. Morgan Securities
Respondent Lawyers(s): Michael J. Biondi, Neal S. Robb
Arbitrator(s): David William Hickman
Hearing Site: Seattle, WA
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| 19-03075 | 02/04/2022 | Claimant(s): Dustin Luckett
Claimant Lawyers(s): Michael A. Valenti
Respondent(s): J.P. Morgan Securities, Todd Fannin
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): John R. Michael, David F. Barrett, Linda W. Hester
Hearing Site: Louisville, KY
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| 18-02857 | 01/14/2022 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Briana Huffer
Respondent(s): Andrew Graves
Respondent Lawyers(s): Ethan A. Brecher
Arbitrator(s): Yvette Strong, Richard A. Cini, Teed J Welch
Hearing Site: New York, NY
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