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FINRA Awards for J.P. Morgan Securities

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Displaying 101-110 out of 175 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0044506/10/2019Claimant(s): Susan Radinsky
Claimant Lawyers(s): Susan Jill Radinsky
Respondent(s): Clint Hurst, J.P. Morgan Securities, Kim Melbourne, Luanne D'Angelo
Respondent Lawyers(s): Dolores P. Garcia
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
18-0326505/30/2019Claimant(s): Ronald Cole
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley, J.P. Morgan Securities
Respondent Lawyers(s): Jeremy S. Winer, Thomas J. Cahill
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
18-0187705/15/2019Claimant(s): David Hartl
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Thomas J. Cahill, W. Preston Martin
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH
18-0187905/10/2019Claimant(s): Rose Mascarenhas
Claimant Lawyers(s): Marc Schifanelli
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): 0
Hearing Site: Chicago, IL
18-0122104/26/2019Claimant(s): Andrew Bolous
Claimant Lawyers(s): Andrew Rafat Bolous
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Edward A. Trabin, Noel Harvey Applebaum, Joanne Park
Hearing Site: Los Angeles, CA
18-0357004/22/2019Claimant(s): Rhyan Young
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
18-0322503/12/2019Claimant(s): John Nelson
Claimant Lawyers(s): Jordan D. Becker
Respondent(s): J.P. Morgan Securities, Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey Rodgers, Thomas J. Cahill
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
18-0282501/11/2019Claimant(s): Ling Yung Wu
Claimant Lawyers(s): Abigail Snow
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Lorrie E Whitfield
Hearing Site: New York, NY
18-0174012/28/2018Claimant(s): Lorenzo Esparza
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Vanessa C. Krumbein
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
18-0131211/28/2018Claimant(s): Jennifer Hatch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY

175 Results

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