| 23-02874 | 05/24/2024 | Claimant(s): Ronald Hoyle
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Grove Point Investments, J.W. Cole Financial.
Respondent Lawyers(s): Gregg J. Breitbart, Matt Winterhalter
Arbitrator(s): Steven H. Vogel
Hearing Site: Chicago, IL
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| 23-02125 | 05/16/2024 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): John Boatright
Respondent Lawyers(s): John Richard Boatright
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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| 23-01538 | 03/22/2024 | Claimant(s): Hector Crespo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
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| 23-01537 | 03/22/2024 | Claimant(s): Hector Crespo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
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| 23-02119 | 02/22/2024 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Gerald Cocuzzo
Respondent Lawyers(s): Gerald John Cocuzzo
Arbitrator(s): Robert G. Geeseman, Glenn Jerrold Waldman, Lori Lovgren
Hearing Site: Boca Raton, FL
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| 23-01335 | 12/11/2023 | Claimant(s): Christopher Rieger
Claimant Lawyers(s): Harris Freedman
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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| 23-00670 | 10/30/2023 | Claimant(s): Dianne Odom
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Woodbury Financial Services., J.W. Cole Financial., Transamerica Financial Advisors
Respondent Lawyers(s): Gregg J. Breitbart, Jennifer R. Cox, Susan D. Duff
Arbitrator(s): David M. Snyder, Nathan Jon Larson, Bryant Ashley Scriven
Hearing Site: Tampa, FL
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| 21-02565 | 06/30/2022 | Claimant(s): Kerri Jamison
Claimant Lawyers(s): Brian Luther
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): George W. Harding
Hearing Site: Phoenix, AZ
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| 21-02031 | 04/05/2022 | Claimant(s): Paul DiPietro
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
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| 15-03293 | 11/05/2021 | Claimant(s): Anthony Pintsopoulos
Claimant Lawyers(s): Robert C. Rosen
Respondent(s): Richard Rappaport, Westpark Capital.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Meah Rothman Tell, George R. DeLoach, Sidney Seligman
Hearing Site: Boca Raton, FL
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