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FINRA Awards for Philadelphia, PA

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Displaying 81-90 out of 313 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0104404/16/2021Claimant(s): George Eggers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Legg Mason Wood Walker
Respondent Lawyers(s): Rosemary Francavilla
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
20-0289804/15/2021Claimant(s): Kevin Keith
Claimant Lawyers(s): Brian Luther
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
20-0272404/13/2021Claimant(s): Mark Byelich
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
20-0313204/13/2021Claimant(s): Julia Brufke Wenger
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Cincinnati Analysts.
Respondent Lawyers(s): Mark J. Mahoney
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
20-0214003/24/2021Claimant(s): Scott Wetherbee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H. Beck.
Respondent Lawyers(s): Matt Winterhalter
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
20-0080703/16/2021Claimant(s): Edward Caruth
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
20-0274503/12/2021Claimant(s): Bryan Cogliano
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
20-0258202/24/2021Claimant(s): Jeffrey Heinel
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Dean L. Scarpa, Gregory J. Spadea
Hearing Site: Philadelphia, PA
20-0162402/12/2021Claimant(s): David Ellowitch
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
20-0169902/12/2021Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Leslie Markus
Respondent Lawyers(s): Leslie George Markus
Arbitrator(s): Edward T. Borer, Mark H. Stein, Larry Cheskawich
Hearing Site: Philadelphia, PA

313 Results

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