| 17-03357 | 08/03/2018 | Claimant(s): Scott Pinkerton
Claimant Lawyers(s): Eric Litow
Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
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| 17-01732 | 03/16/2018 | Claimant(s): Daniel Ciez
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Fairchild Financial Group., First Allied Securities.
Respondent Lawyers(s): Domingas Tavares, Jeremy Wooden
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
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| 15-00100 | 10/26/2017 | Claimant(s): James Springer
Claimant Lawyers(s): Jarrod J. Malone
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Richard S. Zaifert, Patrick D. King, Jack A. Helms
Hearing Site: Tampa, FL
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| 17-00443 | 07/18/2017 | Claimant(s): Steven McTaggart
Claimant Lawyers(s): Brian K. Oblow
Respondent(s): Allen & Company Of Florida.
Respondent Lawyers(s): Michael J. Stanton
Arbitrator(s): Richard S. Zaifert, Patrick D. King, Philip L. Manczak
Hearing Site: Tampa, FL
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| 17-00263 | 06/26/2017 | Claimant(s): Primary Capital
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Emanuel Xenick, International Assets Advisory
Respondent Lawyers(s): Aiman S. Farooq
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
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| 16-03104 | 05/11/2017 | Claimant(s): Stephen Overton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
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| 15-03203 | 04/12/2017 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn D. Shaw
Respondent(s): Michael Terry
Respondent Lawyers(s): Michael J. Terry
Arbitrator(s): Richard S. Zaifert, Mimi B. Osiason, Orville Theodore McCormac
Hearing Site: Tampa, FL
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| 14-02244 | 04/21/2015 | Claimant(s): Todd Hoffman
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Rebecca J. Nelson
Arbitrator(s): Jerrold E. Slutzky, Richard S. Zaifert, Martin M. Van Luven
Hearing Site: Tampa, FL
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| 14-01787 | 03/06/2015 | Claimant(s): Marc Wolff
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Securities America.
Respondent Lawyers(s): Carmen Brun
Arbitrator(s): Richard S. Zaifert, Gayle B. Carlson, Sandra Dyne Sapp
Hearing Site: Tampa, FL
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| 12-02804 | 03/02/2015 | Claimant(s): Morgan Stanley, MSSB FA Notes Holding
Claimant Lawyers(s): Jonathan Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Richard S. Zaifert, Barbara H. Reed, Peter A. Portley
Hearing Site: Boca Raton, FL
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