Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02738 | 05/13/2020 | Claimant(s): Paula Steinberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY | ||
| 19-02294 | 03/25/2020 | Claimant(s): Richard Conway Claimant Lawyers(s): Tosh Grebenik Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE | ||
| 19-02073 | 01/13/2020 | Claimant(s): Paul Campbell Claimant Lawyers(s): Janet K. DeCosta Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 19-00035 | 10/24/2019 | Claimant(s): Francesco Traina Claimant Lawyers(s): Michelle M. Atlas Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 19-00146 | 09/09/2019 | Claimant(s): Michael Rhodes Claimant Lawyers(s): Michael Bessette Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 19-00079 | 08/08/2019 | Claimant(s): Robert Conzo Claimant Lawyers(s): Polina M. Dostalik Respondent(s): UBS Financial Services Inc., Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Craig Vollono Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY | ||
| 17-03156 | 10/26/2018 | Claimant(s): Jason Sanders Claimant Lawyers(s): Adam Kauff Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 17-01759 | 11/30/2017 | Claimant(s): Terry Zickerman Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | ||
| 17-02532 | 11/27/2017 | Claimant(s): Kenneth Wise Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 17-01717 | 11/17/2017 | Claimant(s): Michael Prokop Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Nancy Kramer Hearing Site: New York, NY |