Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00857 | 12/10/2018 | Claimant(s): Mary Carter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Brandy Pikus Esq. Arbitrator(s): John P. Cullem Hearing Site: Jacksonville, FL | ||
| 18-00537 | 11/19/2018 | Claimant(s): David Wiercinski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 18-02086 | 10/10/2018 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jessica Klein Respondent(s): Faine Beckerman Respondent Lawyers(s): Faine Paula Beckerman Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 17-01125 | 05/09/2018 | Claimant(s): David Begala Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 17-01927 | 02/14/2018 | Claimant(s): Michael Hanke Claimant Lawyers(s): Daniel P. Dietrich Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 17-01039 | 10/24/2017 | Claimant(s): Manish Mehta Claimant Lawyers(s): Joelle A. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): John P. Cullem Hearing Site: Raleigh, NC | ||
| 15-01596 | 09/28/2017 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Amilka Delgado Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): John P. Cullem, Mauricio Arcadier, Margaret R. Hoyt Hearing Site: Orlando, FL | ||
| 16-00077 | 06/23/2017 | Claimant(s): John Wheeler Claimant Lawyers(s): John R. "Jack" Kiefner Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Frederick S. Schrils Arbitrator(s): John P. Cullem, Richard Kennard Hurley, John Alan Hawke Hearing Site: Tampa, FL | ||
| 16-02365 | 12/23/2016 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Laurie A. Perez Respondent(s): Timothy Fannin Respondent Lawyers(s): Timothy Fannin Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 11-01629 | 07/25/2016 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Ronald P. Kane Respondent(s): Lee Bloom, Richard Dwyer Respondent Lawyers(s): Rogge Dunn Arbitrator(s): John P. Cullem, Frank William Savino, A.J. Seier Hearing Site: Orlando, FL |