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FINRA Awards for Lee Bloom

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0162907/25/2016Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Lee Bloom, Richard Dwyer
Respondent Lawyers(s): Rogge Dunn
Arbitrator(s): John P. Cullem, Frank William Savino, A.J. Seier
Hearing Site: Orlando, FL

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