Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01500 | 01/28/2022 | Claimant(s): James Charbonneau Claimant Lawyers(s): Dochtor Kennedy Respondent(s): The Investment Center. Respondent Lawyers(s): Douglas A. Wright Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC | ||
| 20-03192 | 11/24/2021 | Claimant(s): David Ruckno Claimant Lawyers(s): Mark S. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC | ||
| 21-00036 | 07/22/2021 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Signator Investors. Respondent Lawyers(s): James V. Noblett Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 21-00722 | 05/28/2021 | Claimant(s): Brian Blackburn Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC | ||
| 20-03199 | 05/14/2021 | Claimant(s): Anthony Scaglione Claimant Lawyers(s): Joshua F. Bautz Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 20-03145 | 03/31/2021 | Claimant(s): Lee Goodin Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC | ||
| 20-02257 | 02/17/2021 | Claimant(s): Michael McCrainie Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): John P. Cullem, Joan Stearns Johnsen, Mitchel Weiss Hearing Site: Jacksonville, FL | ||
| 20-03080 | 02/05/2021 | Claimant(s): Jeffrey Burton Claimant Lawyers(s): Clayton B. McCullough Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): John P. Cullem, Richard S. Zaifert, Christopher Cecil Lamb Hearing Site: Columbia, SC | ||
| 20-01058 | 11/22/2020 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-01449 | 11/20/2020 | Claimant(s): EDWIN WAINGART Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC |