| 24-00773 | 10/02/2024 | Claimant(s): Christopher Gordon
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Richard E. Ramirez
Arbitrator(s): Peter Ordower, Benjamin F. Breslauer, Neil Harvey Smith
Hearing Site: Baltimore, MD
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| 21-03126 | 07/03/2023 | Claimant(s): Marco Iglesias
Claimant Lawyers(s): Leslie A. Blau
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Peter Ordower, Stuart D. Summers, Jeffrey L. Durkes
Hearing Site: Chicago, IL
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| 21-00377 | 01/07/2022 | Claimant(s): David Hays
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Parkland Securities
Respondent Lawyers(s): Alexandra Hutchinson
Arbitrator(s): Peter Ordower
Hearing Site: Indianapolis, IN
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| 21-00289 | 05/12/2021 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric D. Raphan
Respondent(s): James Reittinger
Respondent Lawyers(s): James William Reittinger
Arbitrator(s): Peter Ordower
Hearing Site: Columbus, OH
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| 19-02877 | 06/08/2020 | Claimant(s): William Laheta
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Peter Ordower
Hearing Site: Chicago, IL
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| 18-01716 | 05/19/2020 | Claimant(s): Jill Wood
Claimant Lawyers(s): Eliott R. Good
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Peter Ordower, Matthew Harold Fields, Phillip Lawrence Wright
Hearing Site: Columbus, OH
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| 19-02899 | 03/26/2020 | Claimant(s): Louis Stough, Martin Guerra
Claimant Lawyers(s): James A. McGovern
Respondent(s): Reliance Worldwide Investments
Respondent Lawyers(s): Barry F. MacEntee
Arbitrator(s): Peter Ordower, Stuart D. Summers, Scott Hartnett Godish
Hearing Site: Chicago, IL
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| 18-00438 | 08/15/2018 | Claimant(s): Matthew Schultz
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Frank Schultz, Wells Fargo Advisors
Respondent Lawyers(s): Frank Helmut Schultz, Michael Naccarato
Arbitrator(s): Peter Ordower
Hearing Site: Chicago, IL
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| 15-01229 | 09/19/2016 | Claimant(s): Dudley Brown
Claimant Lawyers(s): J. Patrick Fitzsimmons
Respondent(s): Blaylock Beal Van
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Peter Ordower, Michael Nathanson, Michael L. Weissman
Hearing Site: Chicago, IL
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| 15-01802 | 02/01/2016 | Claimant(s): Douglas Purdy
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Securities America.
Respondent Lawyers(s): Natalie Blanke
Arbitrator(s): Peter Ordower, Michael Charles Peek, John Andrew Wagner
Hearing Site: Indianapolis, IN
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