Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00343 | 11/26/2018 | Claimant(s): Karl Frank Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 17-02992 | 11/05/2018 | Claimant(s): Bruce Allen Claimant Lawyers(s): Russell D. Duncan Respondent(s): Nations Financial Group. Respondent Lawyers(s): William T. McCartan Arbitrator(s): Mary C. Davis, Leonard M. Goldstein, Margaret Ann Barrington Hearing Site: Denver, CO | ||
| 18-00373 | 11/01/2018 | Claimant(s): Gary Davis Claimant Lawyers(s): Michael Bessette Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Samuel L. McClaren Hearing Site: Denver, CO | ||
| 18-01305 | 10/17/2018 | Claimant(s): Joseph Sturnoilo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 18-00435 | 10/02/2018 | Claimant(s): Jeffrey Speicher Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Igor V. Stadnik Arbitrator(s): Rody P. Biggert Hearing Site: Denver, CO | ||
| 17-01895 | 09/19/2018 | Claimant(s): David Peterson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Jonathan B. Gilbert Hearing Site: Denver, CO | ||
| 18-00187 | 09/04/2018 | Claimant(s): Cheryl Squier Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): Michael Jeffrey Norton Hearing Site: Denver, CO | ||
| 18-00280 | 07/25/2018 | Claimant(s): Thomas Alley Claimant Lawyers(s): Tosh D Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Igor V. Stadnik Arbitrator(s): Milton N. Gross Hearing Site: Denver, CO | ||
| 17-01968 | 06/15/2018 | Claimant(s): Zane Piston Claimant Lawyers(s): John A. Gallagher Respondent(s): Transamerica Capital. Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): Anthony B. Petrelli, Steven Meyrich, Baldwin Ranson Hearing Site: Denver, CO | ||
| 17-01252 | 06/05/2018 | Claimant(s): John Borne Claimant Lawyers(s): Israel Klein Respondent(s): GWFS Equities. Respondent Lawyers(s): Holly Stein Sollod Arbitrator(s): Patricia M. Bottoms, Leonard Arthur Nelson, Leonard M. Goldstein Hearing Site: Denver, CO |