Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00888 | 11/08/2022 | Claimant(s): Josh Oliver Claimant Lawyers(s): David E. Dobin Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): David Adams Reif Hearing Site: Hartford, CT | ||
| 22-00709 | 11/07/2022 | Claimant(s): Robert Krieger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Clive I. Morrick Hearing Site: New York, NY | ||
| 22-00017 | 10/26/2022 | Claimant(s): Todd Gautreaux Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Karen Roberts Washington Hearing Site: New Orleans, LA | ||
| 22-00543 | 10/14/2022 | Claimant(s): Joseph Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Jim Geiger Hearing Site: Louisville, KY | ||
| 22-00708 | 10/12/2022 | Claimant(s): Travis Barnes Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 22-00082 | 09/26/2022 | Claimant(s): Daniel Pinkerton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): John J. Fitzpatrick Hearing Site: Helena, MT | ||
| 21-03002 | 09/01/2022 | Claimant(s): Wayne Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Linda J. Baer Hearing Site: Wilmington, DE | ||
| 21-02674 | 08/31/2022 | Claimant(s): Matthew Zima Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Mark A. Sipper Hearing Site: Pittsburgh, PA | ||
| 22-00189 | 08/22/2022 | Claimant(s): Martin Lombrano Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey L. Vasko Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 20-03230 | 08/01/2022 | Claimant(s): Ryan Faley Claimant Lawyers(s): William M. Dailey Respondent(s): LPL Financial LLC, Joseph Gunnar & Co. LLC Respondent Lawyers(s): Jon Kaplon, Peter Bon Viso Arbitrator(s): Serge Krimnus Hearing Site: New York, NY |