Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02633 | 02/25/2019 | Claimant(s): Gregory Powell Claimant Lawyers(s): Joshua D. Jones Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): J. Maxwell Williams Hearing Site: Birmingham, AL | ||
| 18-01186 | 01/30/2019 | Claimant(s): Donald Clark Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Philip J. Glick Hearing Site: Kansas City, MO | ||
| 18-00864 | 01/10/2019 | Claimant(s): Vincent Camarda Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | ||
| 17-01064 | 01/09/2019 | Claimant(s): Albert Kaufman Claimant Lawyers(s): Albert Duncan Kaufman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Thomas J. Ray, Albert J. Haller, Robert Joseph Osdieck Hearing Site: St. Louis, MO | ||
| 18-00658 | 12/12/2018 | Claimant(s): William Walters Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplan Arbitrator(s): Diane Ciccone Hearing Site: Wilmington, DE | ||
| 18-00179 | 11/19/2018 | Claimant(s): Daniel Foran Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Raymond James Financial Services. Respondent Lawyers(s): Jon kaplon, Stanton Fears Arbitrator(s): Michael H. DuBoff Hearing Site: Newark, NJ | ||
| 18-01546 | 11/13/2018 | Claimant(s): Jim Casey Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL | ||
| 18-00303 | 11/12/2018 | Claimant(s): Kevin Fifield Claimant Lawyers(s): Stuart Sinai Respondent(s): LPL Financial LLC, MML Investors Services Respondent Lawyers(s): Barbara H. Kramer, Jon D. Kaplon Arbitrator(s): Stephen D Kursman Hearing Site: Detroit, MI | ||
| 18-01026 | 11/12/2018 | Claimant(s): Thomas Love Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Carl F. Bowmer Hearing Site: Richmond, VA | ||
| 18-01751 | 11/01/2018 | Claimant(s): David Rath Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): John F. Allgood Hearing Site: Atlanta, GA |