21-01344 | 01/11/2022 | Claimant(s): Rhys Helt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group, RBC Capital Markets LLC Respondent Lawyers(s): Jennifer E. Novoselsky, Tiana M. Towns Arbitrator(s): Carl E. Ver Beek Hearing Site: Indianapolis, IN
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21-00779 | 12/23/2021 | Claimant(s): Jim Mui Claimant Lawyers(s): Harris Freedman Respondent(s): Prudential Equity Group, Raymond James Financial Services., Raymond, James & Associates., UBS Financial Services Inc. Respondent Lawyers(s): Jennifer E. Novoselsky, John Murphy, Robert M. Rudnicki Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL
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20-03313 | 12/17/2021 | Claimant(s): Geoffrey Newman Claimant Lawyers(s): Geoffrey Lynn Newman Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Jane C. Carney, Stephen D. Altman, Ronald Kalungi Hearing Site: Washington, DC
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21-00835 | 12/10/2021 | Claimant(s): John Reilly Claimant Lawyers(s): Zachary Morse Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Nancy J. Cliff Hearing Site: Boca Raton, FL
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20-04071 | 11/24/2021 | Claimant(s): Alexander Cohen Claimant Lawyers(s): Steven I. Adler Respondent(s): Prudential Investment Mgmt Services LLC Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Michael H DuBoff, Joan M. Traub, Pavlos Papageorgiou Hearing Site: New York, NY
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21-01019 | 11/24/2021 | Claimant(s): John Barber Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Julius Z. Frager Hearing Site: Columbus, OH
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21-00826 | 11/22/2021 | Claimant(s): Kenneth Bowers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): The Prudential Insurance Co of America Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Laurel Littman Gothelf Hearing Site: Albuquerque, NM
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21-00439 | 10/20/2021 | Claimant(s): Douglas Donnelly Claimant Lawyers(s): Michael Bessette Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA
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21-00071 | 08/10/2021 | Claimant(s): Barbara Heaton Claimant Lawyers(s): Erika Binnix Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
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21-00081 | 07/19/2021 | Claimant(s): John Wolff Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Jane C. Carney Hearing Site: Washington, DC
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