| 18-04072 | 05/04/2020 | Claimant(s): John Moy
Claimant Lawyers(s): Jennifer Willey
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Joan H. Palmer, Edward J. Gutman, Jane Tam
Hearing Site: Baltimore, MD
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| 19-02802 | 04/22/2020 | Claimant(s): Mary Bennett
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Ashley K. Kelley
Arbitrator(s): Jane Tam
Hearing Site: Richmond, VA
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| 19-02262 | 03/27/2020 | Claimant(s): Shaun Blakeslee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Investments
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Jane Tam
Hearing Site: Baltimore, MD
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| 18-02256 | 02/14/2020 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Eric Wolf
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Marian Smith Glenn, Michael W. Hultzapple, Jane Tam
Hearing Site: Norfolk, VA
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| 19-01382 | 01/27/2020 | Claimant(s): Gregory Nerantzis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Jane Tam
Hearing Site: Richmond, VA
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| 18-00616 | 11/15/2018 | Claimant(s): David Stack
Claimant Lawyers(s): Sarah Sawyer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Jane Tam
Hearing Site: Baltimore, MD
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| 18-01231 | 10/03/2018 | Claimant(s): Frederick Scruggs
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Jane Tam
Hearing Site: Richmond, VA
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| 14-00726 | 05/15/2015 | Claimant(s): William Norton
Claimant Lawyers(s): William Russell Norton
Respondent(s): Debra Combs, Greg Banasz, Jackie Bae-kingkeo, John Tinsley, Morgan Stanley, Mark Puccini
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): June White Dillard, Patricia M. Maher, Jane Kwok Ping Tam
Hearing Site: Baltimore, MD
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| 11-04009 | 11/27/2012 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Wells Fargo Advisors Financial Network, Ellen Boyce
Respondent Lawyers(s): Jordan D. Becker, Thomas Bradford Lewis
Arbitrator(s): Maurice R. Dunie, Ezio E. Borchini, Jane Kwok Ping Tam
Hearing Site: Baltimore, MD
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