| 23-01902 | 05/31/2024 | Claimant(s): Curt Hall
Claimant Lawyers(s): Clayton B. McCullough
Respondent(s): UBS Financial Services Inc., Mary Reid
Respondent Lawyers(s): D. Randle Moody
Arbitrator(s): Mauricio Arcadier, Dana R. Krajack, John Norman Lindsay
Hearing Site: Columbia, SC
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| 23-02877 | 05/23/2024 | Claimant(s): Mitchell Kramer
Claimant Lawyers(s): William Preston Martin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Efrat Cohen
Arbitrator(s): Mauricio Arcadier
Hearing Site: Columbia, SC
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| 22-01993 | 05/22/2023 | Claimant(s): Peter Mirenda
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Joseph Stone Capital L.L.C., J. P. Turner & Company LLC, First Midwest Securities., North American Clearing.
Respondent Lawyers(s): Benjamin J. Biard, Damian Maggio, Kelly Sutton, Sandi Farr
Arbitrator(s): Warren A. Forest, Mauricio Arcadier, Shameeka E. Quallo
Hearing Site: Orlando, FL
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| 21-00095 | 04/27/2022 | Claimant(s): Shaun Rowles
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BB&T Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): Mauricio Arcadier
Hearing Site: Nashville, TN
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| 19-00960 | 11/18/2021 | Claimant(s): John Shubert
Claimant Lawyers(s): Thomas C. Allison
Respondent(s): Cbiz Financial Solutions.
Respondent Lawyers(s): Michaael J. Charlillo
Arbitrator(s): Mauricio Arcadier, Glenn W. Wheelock, Mitchel Weiss
Hearing Site: Orlando, FL
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| 20-00196 | 08/18/2020 | Claimant(s): Dale Cebert
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
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| 18-00521 | 11/01/2018 | Claimant(s): Lauren Oschman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Steven Cervantes
Arbitrator(s): Mauricio Arcadier
Hearing Site: Nashville, TN
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| 15-01596 | 09/28/2017 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Amilka Delgado
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): John P. Cullem, Mauricio Arcadier, Margaret R. Hoyt
Hearing Site: Orlando, FL
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| 16-01981 | 08/21/2017 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Alex G. Cavanaugh
Respondent(s): Samuel Reeves
Respondent Lawyers(s): Michael A. Nardella
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
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| 07-02068 | 04/15/2009 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Susan M. Guerette
Respondent(s): Javier Aviles, Banc of America Investment Services Inc.
Respondent Lawyers(s): David Brodie, Peter J. Aldrich
Arbitrator(s): David P. Slater, Mauricio Arcadier, Dorothy N. Johnson
Hearing Site: Boca Raton, FL
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