| 22-02086 | 08/10/2023 | Claimant(s): Ryan Jensen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Portland, OR
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| 22-00012 | 05/25/2023 | Claimant(s): Damon George
Claimant Lawyers(s): Damon David George
Respondent(s): United Planners' Financial Services
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Nancy E. Hochman, John M. Casey, Mark Lee Haggard
Hearing Site: Portland, OR
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| 22-01746 | 03/27/2023 | Claimant(s): Patrick Cummings
Claimant Lawyers(s): Brian Neville
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pitzzotola
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Portland, OR
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| 22-00284 | 12/13/2022 | Claimant(s): Gerhard Heuer
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Independent Financial Group., Thrivent Investment Management Inc.
Respondent Lawyers(s): Sarah J. Kreisman, Shannon M. Wheaton
Arbitrator(s): Joseph L. Mangan, David William Hickman, Eric A LaBrant
Hearing Site: Portland, OR
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| 22-00124 | 11/21/2022 | Claimant(s): Tim Clairmont
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Woodbury Financial Services., Lion Street Financial
Respondent Lawyers(s): Carie Heckler, Jennifer R. Cox
Arbitrator(s): James E. Bartels, Reuel Kenneth Fish, Lisa Vioni
Hearing Site: Portland, OR
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| 22-00249 | 11/07/2022 | Claimant(s): Kyle Dunning
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Dain Rauscher Incorporated
Respondent Lawyers(s): Leyla Bari
Arbitrator(s): Katherine Hendricks
Hearing Site: Portland, OR
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| 22-00256 | 10/28/2022 | Claimant(s): Douglas Everett
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services., Voya Financial Advisors.
Respondent Lawyers(s): Christina Vourakis, Howard M. Klausmeier
Arbitrator(s): Katherine Hendricks
Hearing Site: Portland, OR
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| 22-00293 | 10/17/2022 | Claimant(s): Brian Kurland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Portland, OR
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| 20-02375 | 04/08/2022 | Claimant(s): Scott Brady
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Elwood C. Avery, James H. Fehlberg, Philip Alan Johnson
Hearing Site: Portland, OR
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| 21-01938 | 03/25/2022 | Claimant(s): Shawn Weidmann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Trevor Brown
Arbitrator(s): Mark Lee Haggard
Hearing Site: Portland, OR
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