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FINRA Awards for Patrick Cummings

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0174603/27/2023Claimant(s): Patrick Cummings
Claimant Lawyers(s): Brian Neville
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pitzzotola
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Portland, OR

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