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FINRA Awards for Andrew Gelfand

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0315003/25/2021Claimant(s): Thomas Paulson
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
20-0212301/26/2021Claimant(s): Leo Robinson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
20-0171201/14/2021Claimant(s): Brian Kasal
Claimant Lawyers(s): Joshua Kons
Respondent(s): Morgan Stanley, William Blair & Company L.L.C.
Respondent Lawyers(s): Andrew Gelfand, Esq., Christopher D. Seps
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
20-0057209/16/2020Claimant(s): Dean Schockling
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Robert J. Scafuri
Hearing Site: Columbus, OH
20-0056309/14/2020Claimant(s): John Zitzmann
Claimant Lawyers(s): Kurt T Kalberer
Respondent(s): Prudential Equity Group, Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand, Anthony Paduano
Arbitrator(s): Michael P. Breton
Hearing Site: Boston, MA
19-0219506/23/2020Claimant(s): Ralph Marra
Claimant Lawyers(s): Nancy L Hendrickson
Respondent(s): Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Andrew Gelfand, Melissa Gworek
Arbitrator(s): Michael H DuBoff
Hearing Site: Newark, NJ
18-0249403/19/2019Claimant(s): Michael Bellware
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Morgan Stanley, Morgan Stanley DW Inc.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
18-0088901/07/2019Claimant(s): David Miller
Claimant Lawyers(s): Timothy Lynch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Catherine Esther Bocskor
Hearing Site: Baltimore, MD
18-0061611/15/2018Claimant(s): David Stack
Claimant Lawyers(s): Sarah Sawyer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Jane Tam
Hearing Site: Baltimore, MD
17-0309107/27/2018Claimant(s): Frank Esposto
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Morgan Stanley
Respondent Lawyers(s): Alan S. Brodherson, Andrew Gelfand
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA

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