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FINRA Awards for Wells Fargo Advisors

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Displaying 431-440 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0323012/29/2011Claimant(s): Barbara Sanborn
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Marilyn G. Moran
Arbitrator(s): Gloria O. North, Mary H. Cory, Judith Ann Ripps
Hearing Site: Boca Raton, FL
10-0519812/22/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Derek Miller
Respondent Lawyers(s): Derek L. Miller
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
10-0179312/20/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Rick Hansen
Respondent Lawyers(s): Stephen F. Boutin
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
11-0194212/19/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Russell Hart
Respondent Lawyers(s): James D. Skaar
Arbitrator(s): William M. Getzoff
Hearing Site: Chicago, IL
10-0555712/15/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): David Song
Respondent Lawyers(s): David Song
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
10-0403412/14/2011Claimant(s): Thomas Styczen
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Wells Fargo Advisors, Robert Schrieber
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Jonathan Gorman Cook, Jonathan B. Gilbert, G. Marshall Abbey
Hearing Site: Chicago, IL
10-0497312/09/2011Claimant(s): Maxim Minevich
Claimant Lawyers(s): Marc D Schifanelli
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): John G. McDonald
Arbitrator(s): Patrick Sean Dolan, Arthur Reynolds, Darryl Michael Lee
Hearing Site: Baltimore, MD
11-0164012/09/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C Fischer
Respondent(s): William Schwind
Respondent Lawyers(s): William Alfred Schwind
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
11-0180812/05/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Gerald O'Lear
Respondent Lawyers(s): Gerald A. O'Lear
Arbitrator(s): Richard B. Ancowitz
Hearing Site: Buffalo, NY
11-0248712/01/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Daniel Dennison
Respondent Lawyers(s): Daniel Charles Dennison
Arbitrator(s): Lisa Shusterman
Hearing Site: Indianapolis, IN

571 Results

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