| 17-00299 | 01/30/2023 | Claimant(s): Wells Fargo Advisors, Wells Fargo Clearing Services, Kyle Herrman, Renee Crittenden
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Commerce Brokerage Services.
Respondent Lawyers(s): Corey Franklin
Arbitrator(s): Leah Murray Albert, Barry Goldman, Jane Cohen
Hearing Site: St. Louis, MO
| | |
| 18-03981 | 05/17/2022 | Claimant(s): Anthony Dertouzos
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): David Carroll, David Kowach, Wells Fargo Advisors, Wells Fargo Clearing Services, Mary Mack
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): Emad A. Zikry, James M. Rhodes, David John Reilly
Hearing Site: New York, NY
| | |
| 20-03515 | 02/28/2022 | Claimant(s): Aaron Olson
Claimant Lawyers(s): Thomas Momjian
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Victor L. Hayslip
Arbitrator(s): Frank E. Wolf, Richard E. Miley, Helen Elizabeth Hester
Hearing Site: Charlotte, NC
| | |
| 20-02233 | 03/26/2021 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Eric M Steinert
Respondent(s): Katie Blando
Respondent Lawyers(s): Katie R Blando
Arbitrator(s): Gunnar Thowsen, Kevin K. Forrester, Randall B Christison
Hearing Site: San Diego, CA
| | |
| 17-03280 | 01/21/2021 | Claimant(s): Robert Hart, Thomas Tonkovich
Claimant Lawyers(s): Thomas H. Chiacchio
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Joseph Rudolph Guarino, James M. Rhodes, Robert J. McDonnell
Hearing Site: Jersey City, NJ
| | |
| 16-00688 | 03/26/2020 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Ghalib Kanji
Respondent Lawyers(s): Joseph M. Lovretovich
Arbitrator(s): W. Alex King, Kendall C. Reed, Mark T Risner
Hearing Site: Los Angeles, CA
| | |
| 16-03756 | 03/14/2020 | Claimant(s): Daniel Jakuta, David Heide, John Golen, Mark Anderson
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): Mark L Miller, Arne R. Rode, Alfonso Cobb
Hearing Site: Chicago, IL
| | |
| 16-02244 | 01/21/2020 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Justin McDonald
Respondent Lawyers(s): Joshua A. Cohen
Arbitrator(s): Michael John Florio
Hearing Site: Los Angeles, CA
| | |
| 16-03088 | 01/02/2020 | Claimant(s): Eddy Santos
Claimant Lawyers(s): Eddy E. Santos
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): Eva H. Posman, Jeffrey P. Bachmann, Amy Banet
Hearing Site: New York, NY
| | |
| 16-03359 | 09/11/2019 | Claimant(s): Thomas Carney
Claimant Lawyers(s): William R. Lindsley
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Dean J. Dietrich, Mary H. Evans, Ann Elizabeth Sarli
Hearing Site: San Francisco, CA
| | |
