| 22-00824 | 12/19/2022 | Claimant(s): William Krebs
Claimant Lawyers(s): Sarah Ali Burroughs
Respondent(s): Pension Planners Securities., Voya Financial Advisors.
Respondent Lawyers(s): Christina Vourakisorate Office
Arbitrator(s): Michael W. Burnett, Milton N. Gross, Cherie S. Lewis
Hearing Site: Los Angeles, CA
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| 22-00798 | 10/17/2022 | Claimant(s): Kurt Jackson
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Michael Pedlow
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
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| 21-02723 | 05/04/2022 | Claimant(s): Marc Kreisberger
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Milton N. Gross
Hearing Site: Las Vegas, NV
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| 21-00382 | 12/17/2021 | Claimant(s): Scot Fairchild
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lucia Securities
Respondent Lawyers(s): Tiy O'Neal
Arbitrator(s): Milton N. Gross
Hearing Site: Las Vegas, NV
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| 20-02104 | 05/14/2021 | Claimant(s): James Shoffner
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John B. Clark
Arbitrator(s): Milton N. Gross
Hearing Site: Denver, CO
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| 20-02739 | 03/29/2021 | Claimant(s): Damian Dering
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
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| 19-02764 | 07/17/2020 | Claimant(s): Robert Bragg
Claimant Lawyers(s): Michael Bessette
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Milton N. Gross
Hearing Site: Denver, CO
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| 19-03580 | 06/16/2020 | Claimant(s): Hemant Kathuria
Claimant Lawyers(s): Kurt T Kalberer
Respondent(s): A.G.P. / Alliance Global Partners, Digital Offering LLC
Respondent Lawyers(s): Gordon McBean, Gregg Breitbart
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
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| 19-03390 | 05/11/2020 | Claimant(s): Nicholas Hickly
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Milton N. Gross
Hearing Site: Las Vegas, NV
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| 19-00422 | 03/26/2020 | Claimant(s): Solomon Campbell
Claimant Lawyers(s): Erwin J. Shustak
Respondent(s): James Row, Entoro Securities, Entoro Capital
Respondent Lawyers(s): Babak Yousefzadeh
Arbitrator(s): Mark A. Karpe, Milton N. Gross, George Herman Frisch
Hearing Site: Los Angeles, CA
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