Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03090 | 07/29/2019 | Claimant(s): Christopher St. John Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC | ||
| 18-04385 | 07/29/2019 | Claimant(s): Steven Orr Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H. Beck. Respondent Lawyers(s): David J. Lehr Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 18-04332 | 07/25/2019 | Claimant(s): Steven Baumrucker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric Chartan Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS | ||
| 18-04371 | 07/24/2019 | Claimant(s): Rick Kent Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 18-04412 | 07/24/2019 | Claimant(s): Kathleen Hobart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Paul R. Meyer Hearing Site: Seattle, WA | ||
| 18-04413 | 07/24/2019 | Claimant(s): Kathleen Hobart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): William Michael Samsel Hearing Site: Seattle, WA | ||
| 18-04326 | 07/22/2019 | Claimant(s): Denise Leong Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA | ||
| 18-04333 | 07/22/2019 | Claimant(s): Harvey Hardee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): James K. Langdon Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 18-04347 | 07/22/2019 | Claimant(s): Edward Stellingwerf Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Richard A. Cini Hearing Site: New York, NY | ||
| 18-04366 | 07/18/2019 | Claimant(s): Eric Anderson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Isidoro Berkman Hearing Site: Seattle, WA |