Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00233 | 10/08/2020 | Claimant(s): Xiaofeng Hu Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Michael H DuBoff Hearing Site: New York, NY | ||
| 19-03571 | 10/05/2020 | Claimant(s): Aaron Griswold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Alyson Terrell Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 20-00354 | 10/01/2020 | Claimant(s): Michael Sullivan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-00542 | 10/01/2020 | Claimant(s): Jeffrey Dobyns Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen,Deputy General Counsel Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-00757 | 10/01/2020 | Claimant(s): Stanley Ciotoli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Harvey R. Linder Hearing Site: Charlotte, NC | ||
| 20-00746 | 09/29/2020 | Claimant(s): Edward Patzer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 20-01210 | 09/29/2020 | Claimant(s): Andoni Yturralde Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | ||
| 20-00884 | 09/24/2020 | Claimant(s): Robert Franchini Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-00948 | 09/24/2020 | Claimant(s): Montee Sneed Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Michael J. Ahlstrom Hearing Site: Nashville, TN | ||
| 20-00418 | 09/23/2020 | Claimant(s): Peggy Rouillier Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Stuart K. Furman Hearing Site: Nashville, TN |