Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02605 | 06/17/2021 | Claimant(s): Frederick Baerenz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kalos Capital. Respondent Lawyers(s): John Dillon Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | ||
| 20-02590 | 06/15/2021 | Claimant(s): Richy Scoggin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02792 | 06/15/2021 | Claimant(s): Kathie Okun Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle B. Osting Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD | ||
| 20-02994 | 06/15/2021 | Claimant(s): Jodi Miller-Hammes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Leonard Arthur Nelson Hearing Site: Minneapolis, MN | ||
| 20-02700 | 06/14/2021 | Claimant(s): Wayne Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Louis H Miron Hearing Site: Wilmington, DE | ||
| 20-02934 | 06/14/2021 | Claimant(s): David Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc One Securities Corporation Respondent Lawyers(s): Gregory Johnson Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 20-03097 | 06/14/2021 | Claimant(s): Michael Calvin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Brian James Tagtmeier Hearing Site: Houston, TX | ||
| 20-02679 | 06/11/2021 | Claimant(s): Susan Moore Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Frances Johnson Wright Hearing Site: Birmingham, AL | ||
| 20-03000 | 06/11/2021 | Claimant(s): Michael Maroni Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Gregory P. Szuter Hearing Site: Cincinnati, OH | ||
| 20-03989 | 06/10/2021 | Claimant(s): Todd Calamita Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC |