Potomac Analytics' Logo

FINRA Awards for Dochtor Kennedy

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 361-370 out of 1,279 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0048410/27/2021Claimant(s): Eddie Ghabour
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
21-0013310/22/2021Claimant(s): James Atwood
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): David Wertz Ellis
Hearing Site: Boston, MA
21-0029910/22/2021Claimant(s): Paul Hulen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Julius Z. Frager
Hearing Site: St. Louis, MO
20-0391610/21/2021Claimant(s): Paul Lindemann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jefrey S. Dunlap
Arbitrator(s): Howard Alan Grinsberg
Hearing Site: New York, NY
20-0412110/20/2021Claimant(s): Shelby Fink
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard W. Dissen
Hearing Site: Louisville, KY
21-0055910/20/2021Claimant(s): William Bell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Gayle B. Carlson
Hearing Site: Memphis, TN
21-0089710/20/2021Claimant(s): Thomas Cosinuke
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Robert E. Anderson
Hearing Site: Montpelier, VT
20-0300210/15/2021Claimant(s): Marko Rendic
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara L. Velez Santiago
Arbitrator(s): Mark C. Perry
Hearing Site: San Juan, PR
21-0054610/15/2021Claimant(s): Kristina Connell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Grove Point Investments
Respondent Lawyers(s): Matt Winterhalter
Arbitrator(s): Linda J. Baer
Hearing Site: Wilmington, DE
20-0369310/14/2021Claimant(s): Sandra Rose
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY

1,279 Results

Display: