Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-03114 | 09/01/2022 | Claimant(s): Gary Meagher Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA | ||
| 21-02674 | 08/31/2022 | Claimant(s): Matthew Zima Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Mark A. Sipper Hearing Site: Pittsburgh, PA | ||
| 22-00228 | 08/30/2022 | Claimant(s): Timothy Flatley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Kristina J. Branstetter Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 21-02773 | 08/26/2022 | Claimant(s): Roberto Blanco Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NYLife Securities LLC, Investors Capital Corp. Respondent Lawyers(s): Christopher J. Murdoch, David Feldstein Arbitrator(s): Michael Lancaster Garcia Hearing Site: Albuquerque, NM | ||
| 22-00004 | 08/26/2022 | Claimant(s): Paula Deitering Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE | ||
| 22-00298 | 08/24/2022 | Claimant(s): Jay Ambroson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gould, Ambroson & Associates Ltd. Respondent Lawyers(s): Jay A. Ambroson Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 21-02813 | 08/15/2022 | Claimant(s): Shawn Longley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Michael F. Jordan Hearing Site: Milwaukee, WI | ||
| 22-00265 | 08/12/2022 | Claimant(s): Michael Achatz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Douglas Earl McLaren Hearing Site: Baltimore, MD | ||
| 20-04171 | 08/08/2022 | Claimant(s): Craig Findley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): James L. Komie Arbitrator(s): Robert J. Scafuri Hearing Site: Cleveland, OH | ||
| 21-02962 | 08/05/2022 | Claimant(s): Jeffrey Gollehon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Carl E. Ver Beek Hearing Site: Cleveland, OH |