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FINRA Awards for Craig Findley

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0417108/08/2022Claimant(s): Craig Findley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): James L. Komie
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cleveland, OH

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