Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02973 | 09/30/2024 | Claimant(s): Joshua Alloway Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Joseph Two Arbitrator(s): Christopher M. McMurray Hearing Site: Richmond, VA | ||
| 23-03594 | 09/26/2024 | Claimant(s): Santo Dimino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Stephen James McLaughlin Hearing Site: Boston, MA | ||
| 23-00729 | 09/24/2024 | Claimant(s): Christopher Scalese Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Summit Brokerage Service., Kestra Investment Services, Midsouth Capital. Respondent Lawyers(s): David Feldstein, Lydia R. Zaidman, Ronald J. Bateh Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 24-00115 | 09/18/2024 | Claimant(s): Sandra Rose Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Caitlin P. Cascino Arbitrator(s): Peter M Cosel Hearing Site: Hartford, CT | ||
| 23-03347 | 09/12/2024 | Claimant(s): Natasha Jahn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): CUNA Brokerage Services. Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Philip Alan Johnson Hearing Site: Seattle, WA | ||
| 23-03453 | 09/11/2024 | Claimant(s): Lou Varanese Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA | ||
| 23-02709 | 09/06/2024 | Claimant(s): Anthony Jezek Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John Murphy, Kathryn D. Perreault Arbitrator(s): Joseph Neal Richardson Hearing Site: Oklahoma City, OK | ||
| 23-03290 | 08/28/2024 | Claimant(s): Eleanor Maguire Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Mclaughlin Ryder Investments. Respondent Lawyers(s): Janet DeCosta Arbitrator(s): Tina E. Patterson Hearing Site: Washington, DC | ||
| 23-01602 | 08/26/2024 | Claimant(s): Allan Haupert Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Mark W Solock Hearing Site: Milwaukee, WI | ||
| 23-02492 | 08/23/2024 | Claimant(s): John Deming Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Jeff Palmer Arbitrator(s): John J. Fitzpatrick Hearing Site: Reno, NV |