Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02440 | 02/07/2024 | Claimant(s): Herbert Shiraishi Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Minnie Loo Hearing Site: Honolulu, HI | ||
| 23-00287 | 08/02/2023 | Claimant(s): Sean Satterfield Claimant Lawyers(s): Samantha Pastor Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Terry M Lloyd Hearing Site: Honolulu, HI | ||
| 22-01839 | 05/09/2023 | Claimant(s): Ronald Kuhn Claimant Lawyers(s): Jessica E. Levine Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Smitham Arbitrator(s): Peter H. Daly, Arocles Aguilar, Bruce Swartout Hearing Site: Honolulu, HI | ||
| 21-02526 | 05/27/2022 | Claimant(s): David Kimura Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Laurel Littman Gothelf Hearing Site: Honolulu, HI | ||
| 21-01884 | 04/19/2022 | Claimant(s): Grant Yamaguchi Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Helen Marinak Blohm Hearing Site: Honolulu, HI | ||
| 20-00421 | 08/19/2020 | Claimant(s): Katie Buck Claimant Lawyers(s): Harris Freedman Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Arocles Aguilar Hearing Site: Honolulu, HI | ||
| 19-01978 | 02/04/2020 | Claimant(s): Jeffrey Buck Claimant Lawyers(s): Erica Harris Respondent(s): H. Beck., Parkland Securities Respondent Lawyers(s): Randolph F. Pistor, Richard A. D'Amura Arbitrator(s): Helen Marinak Blohm Hearing Site: Honolulu, HI | ||
| 17-03097 | 11/16/2018 | Claimant(s): Darrell Avery Claimant Lawyers(s): Brittany Weiner Respondent(s): Bankoh Investment Services. Respondent Lawyers(s): Joachim Cox Arbitrator(s): Richard B. Bullock, William W. Haskell, David I. Levine Hearing Site: Honolulu, HI | ||
| 18-00758 | 11/01/2018 | Claimant(s): Clifford Robello Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Terry M Lloyd Hearing Site: Honolulu, HI | ||
| 13-01854 | 09/09/2014 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Susan M. Guerette Respondent(s): Morgan Stanley, Wai Kee Chan Respondent Lawyers(s): Joe Gehring, Peter M. Vial Arbitrator(s): Mary Margaret Bush, Gerald Joseph Wilfley, Urs Laeuchli Hearing Site: Honolulu, HI |