| 19-02927 | 05/12/2021 | Claimant(s): Douglas Evans, Hickory Capital
Claimant Lawyers(s): Douglas Evans
Respondent(s): Kevin Sullivan, GWFS Equities.
Respondent Lawyers(s): Michael R. Greco, Timothy J. Perry
Arbitrator(s): Joan Marie Chiusano, Paul Allan Massaro, Lisa Diane Love
Hearing Site: Jersey City, NJ
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| 18-03234 | 05/31/2019 | Claimant(s): Susan Mcconnell
Claimant Lawyers(s): Susan McConnell
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Justin Condit
Arbitrator(s): Joan Marie Chiusano, Sam Antar, James M. Rhodes
Hearing Site: Newark, NJ
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| 16-01469 | 06/15/2017 | Claimant(s): David Allen
Claimant Lawyers(s): David Arthur Allen
Respondent(s): Michael Clements, Avenir Financial Group
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Howard J. Stiefel, Daniel Robbins, Joan Marie Chiusano
Hearing Site: New York, NY
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| 14-01486 | 01/06/2017 | Claimant(s): Renee Vanek
Claimant Lawyers(s): Margaret Peper
Respondent(s): Affinity Federal Credit Union, Affinity Investment Services
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Louis H. Miron, Joan Marie Chiusano, Eric Moss Stein
Hearing Site: Newark, NJ
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| 11-04267 | 08/28/2012 | Claimant(s): Anthony Llanes
Claimant Lawyers(s): Anthony Llanes
Respondent(s): Anthony Lodati, Brett Zinner, John Conroy, Kevin Brennan, Benson York Group., Brookville Capital Partners, New Castle Financial Group Inc.
Respondent Lawyers(s): Bradford A. Miller, Brett D. Zinner, Cristina M. Brennan, John Joseph Conroy
Arbitrator(s): Leah R. Marks, Joan Marie Chiusano, Ellen R. Badinelli
Hearing Site: New York, NY
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| 11-02098 | 06/12/2012 | Claimant(s): Williams Trading LLC
Claimant Lawyers(s): Philip J. Campisi
Respondent(s): Christopher Murphy, Jeremy Weemhoff, Mark Janssens, Access Securities
Respondent Lawyers(s): David S. Smith, John P. Barry
Arbitrator(s): Irene C. Warshauer, Joan Marie Chiusano, Gregory J. Getz
Hearing Site: New York, NY
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| 08-03738 | 07/25/2011 | Claimant(s): Synergy Investment Group
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Baruch Coleman, Burton Medlin, Christopher Palladino, Eric Sides, Jeffrey Jones, Mark Wesley, Timothy Bain, The Synergy Holding Group, Vision Trek
Respondent Lawyers(s): Baruch Coleman, Raquel Terrigno
Arbitrator(s): Kip C. Lubcke, Abraham Harry Bunis, Joan Marie Chiusano
Hearing Site: Newark, NJ
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| 07-03306 | 01/16/2009 | Claimant(s): Kayvan Karoon
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Steven Lasser
Respondent Lawyers(s): Steven Jay Lasser
Arbitrator(s): Daniel J. McCarthy, Michael E. Silverman, Joan Marie Chiusano
Hearing Site: Newark, NJ
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