Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02207 | 01/26/2021 | Claimant(s): Phillips Huffman Claimant Lawyers(s): Ryan S. Lean Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Thomas E Shuck Hearing Site: Los Angeles, CA | ||
| 20-01047 | 01/25/2021 | Claimant(s): Ralph Adamo Claimant Lawyers(s): Kurt Zimmerman Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): Michael M. Hachigian Hearing Site: Los Angeles, CA | ||
| 19-03675 | 01/22/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Michael Martinez Respondent Lawyers(s): Michael Anthony Martinez Arbitrator(s): Mark T Risner Hearing Site: Los Angeles, CA | ||
| 20-01069 | 01/21/2021 | Claimant(s): Brian Brennan Claimant Lawyers(s): Tosh Grebenik Respondent(s): MML Investors Services Respondent Lawyers(s): Elliott J. Stein Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 19-03651 | 12/17/2020 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-02428 | 12/16/2020 | Claimant(s): Kestra Financial., Kestra Investment Services Claimant Lawyers(s): Richard A D'Amura Respondent(s): Clyde Ford Respondent Lawyers(s): Clyde Warren Ford Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 20-01170 | 12/04/2020 | Claimant(s): Robert Tomlinson Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-02120 | 12/01/2020 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): Charles B LaChaussee Respondent(s): Brian Matz Respondent Lawyers(s): Brian Joathan Matz Arbitrator(s): George Herman Frisch Hearing Site: Los Angeles, CA | ||
| 20-01436 | 11/27/2020 | Claimant(s): Elliot Ichinose Claimant Lawyers(s): Benjamin Winograd Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 20-00508 | 11/24/2020 | Claimant(s): Trajan Sung Claimant Lawyers(s): Frances Menzer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA |