Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00869 | 11/17/2021 | Claimant(s): Zachary Stuart Claimant Lawyers(s): Benjamin Winograd Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Edward A. Trabin Hearing Site: Los Angeles, CA | ||
| 18-00554 | 11/15/2021 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Michael Kamras Respondent Lawyers(s): David Jacobs Arbitrator(s): Michael G. Clark, Robert C. Albini, Adam Michael Porter Hearing Site: Los Angeles, CA | ||
| 21-00747 | 11/08/2021 | Claimant(s): Zheng Qu Claimant Lawyers(s): Erika Binnix Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 21-01167 | 10/15/2021 | Claimant(s): Karl Pettijohn Claimant Lawyers(s): Michael Bessette Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Samantha Parrish Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 18-00553 | 09/30/2021 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Dean Decker Respondent Lawyers(s): David Jacobs Arbitrator(s): Michael Harrison, Laurent C. Vonderweidt, Cynthia Cashman Makin Hearing Site: Los Angeles, CA | ||
| 21-00933 | 09/30/2021 | Claimant(s): Vineeta Prasad Claimant Lawyers(s): Vineeta Prasad Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Michael Harrison, Joseph Winter, Deana La Barbera Hearing Site: Los Angeles, CA | ||
| 21-00468 | 09/14/2021 | Claimant(s): Tim Chen Claimant Lawyers(s): George C. Miller Respondent(s): M. S. Howells & Co. Respondent Lawyers(s): Robert L. Hill Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-02960 | 09/03/2021 | Claimant(s): Devinder Karir Claimant Lawyers(s): Benjamin Winograd Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jason E. Murtagh Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | ||
| 20-00524 | 08/19/2021 | Claimant(s): Curtis Parry Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA | ||
| 20-03130 | 08/19/2021 | Claimant(s): Jane Marie Sullivan Claimant Lawyers(s): Zachary Morse Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA |