| 18-04105 | 07/05/2019 | Claimant(s): Mary Jo Hayes
Claimant Lawyers(s): Howard Rosenburg
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): Mary Jo Hayes, CCO
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
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| 18-01174 | 05/08/2019 | Claimant(s): Timothy Schmadeke
Claimant Lawyers(s): Dennis G. Peatrowsky
Respondent(s): David Means, MML Investors Services
Respondent Lawyers(s): J. David Jackson, William P. Thornton
Arbitrator(s): Lynn Hirschfeld Brahin, John R. Loss, Steven Michael Vokal
Hearing Site: Omaha, NE
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| 18-00468 | 12/17/2018 | Claimant(s): David Skutnik
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameritas Investment Corp.
Respondent Lawyers(s): David Williams
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Omaha, NE
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| 17-03169 | 07/17/2018 | Claimant(s): Richard Homuth
Claimant Lawyers(s): Eric Litow
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah Yates
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Kansas City, MO
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| 17-03347 | 06/08/2018 | Claimant(s): Laurie Barry
Claimant Lawyers(s): William P. Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
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| 17-01081 | 12/01/2017 | Claimant(s): Jordan Dechtman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
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| 17-00067 | 10/06/2017 | Claimant(s): William Smith
Claimant Lawyers(s): William Kenneth Smith
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Booker Coleman
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
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| 16-03662 | 07/31/2017 | Claimant(s): Traci Born
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Erick R. Zanner, Lynn Hirschfeld Brahin, Nelson E. Genshaft
Hearing Site: Columbus, OH
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| 15-01456 | 05/26/2016 | Claimant(s): Roy Cook
Claimant Lawyers(s): Shomson Moskowitz
Respondent(s): Wolf Financial Management
Respondent Lawyers(s): Natalie Federle
Arbitrator(s): Kevin J. Conway, Lynn Hirschfeld Brahin, Susan L. Walker
Hearing Site: Chicago, IL
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| 15-01601 | 02/01/2016 | Claimant(s): Raymond Klosz, Traci Born
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Lynn Hirschfeld Brahin, George H. Perich, W Charles Curley
Hearing Site: Columbus, OH
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