| 22-01648 | 02/28/2023 | Claimant(s): Jed Kaplan
Claimant Lawyers(s): Harris Freedman
Respondent(s): Shearson Financial Services
Respondent Lawyers(s): Jed Kaplan
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
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| 22-00465 | 02/02/2023 | Claimant(s): Jennifer Johnston
Claimant Lawyers(s): Harris Freedman
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
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| 22-00686 | 01/24/2023 | Claimant(s): Gloria Barbier, Kevin Dooley
Claimant Lawyers(s): Harris Freedman
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
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| 22-00514 | 01/09/2023 | Claimant(s): Eric Lyon
Claimant Lawyers(s): Harris Freedman
Respondent(s): JWGenesis Securities., National Securities Corporation, Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Emily A. Hayes, Michael Naccarato
Arbitrator(s): Louis David Huss
Hearing Site: Boca Raton, FL
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| 22-00388 | 01/05/2023 | Claimant(s): Andrew Scheirer
Claimant Lawyers(s): Harris Freedman
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
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| 22-00291 | 12/19/2022 | Claimant(s): Kerry Moy
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
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| 22-00364 | 12/05/2022 | Claimant(s): Jason Abbamonte
Claimant Lawyers(s): Harris Freedman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
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| 20-02447 | 11/21/2022 | Claimant(s): Trevor Perry
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Institutional Investments In
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): John P. Cullem, Kenneth R. Starr, Audrey Belitz Rauchway
Hearing Site: Tampa, FL
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| 22-01321 | 10/21/2022 | Claimant(s): Rodney Becker
Claimant Lawyers(s): Harris Freedman
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Gregory G. Gocek
Hearing Site: Denver, CO
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| 22-00648 | 10/11/2022 | Claimant(s): David Loeb
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
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