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FINRA Awards for Harris Freedman

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Displaying 111-120 out of 186 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0221604/08/2021Claimant(s): Mark Dutram
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
20-0195103/26/2021Claimant(s): Peter Bobolia
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
20-0254303/24/2021Claimant(s): Christopher Conness
Claimant Lawyers(s): Harris Freedman
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry W. Yager
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
20-0179003/23/2021Claimant(s): Vincent Bonavia
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Shipra Rege
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
20-0263603/23/2021Claimant(s): Howard Adcock
Claimant Lawyers(s): Harris Freedman
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
20-0267303/18/2021Claimant(s): Bradley Thompson
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian Harlan
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Cheyenne, WY
20-0249303/15/2021Claimant(s): Christopher Ficara
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Morris S. Getzels
Hearing Site: San Diego, CA
20-0188703/09/2021Claimant(s): Alexandre Braune
Claimant Lawyers(s): Harris Freedman
Respondent(s): Brickell Global Markets.
Respondent Lawyers(s): Christian R. Batalha
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
20-0179402/23/2021Claimant(s): Vincent Bonavia
Claimant Lawyers(s): Harris Freedman
Respondent(s): Valmark Securities.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
20-0183002/19/2021Claimant(s): Mario Govic
Claimant Lawyers(s): Harris Freedman
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL

186 Results

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