23-01023 | 01/12/2024 | Claimant(s): Samuel Wyman Claimant Lawyers(s): Craig A. Riha Respondent(s): Gilford Securities Incorporated Respondent Lawyers(s): Bonnie Sachs Arbitrator(s): Sandra J. Mullings, Thomas Hansen Boast, Susan Romano Hearing Site: New York, NY
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22-00980 | 06/05/2023 | Claimant(s): Jeffrey Gerson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Adam Kauff, Alexander Schwed Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY
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22-01010 | 12/21/2022 | Claimant(s): Harry Armon Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY
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18-02160 | 07/19/2022 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Robert S. Whitman Respondent(s): Carl Buhr Respondent Lawyers(s): Edgar Rivera Arbitrator(s): Evonne WJ Tolbert, Sandra J. Mullings, Martin L. Feinberg Hearing Site: New York, NY
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21-02391 | 05/09/2022 | Claimant(s): Steven Rapoport Claimant Lawyers(s): Thomas McEvoy Respondent(s): DPEC Capital., Westrock Advisors. Respondent Lawyers(s): Keith Fasano, Louis J. Rich Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY
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21-01589 | 10/22/2021 | Claimant(s): Randi Speedling Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Sandra J. Mullings, Paul Bennett Marrow, Jonathan Cooper Hearing Site: New York, NY
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20-03134 | 09/08/2021 | Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY
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20-01464 | 01/27/2021 | Claimant(s): Pedro Dias Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY
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20-00387 | 05/12/2020 | Claimant(s): Hitesh Mittal Claimant Lawyers(s): David I. Hantman Respondent(s): Alps Distributors. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY
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19-02061 | 03/09/2020 | Claimant(s): Joseph Guarneri Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY
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