| 14-01452 | 03/30/2015 | Claimant(s): Saundra Armstrong
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Robert Colangelo, Brookview Capital LLC
Respondent Lawyers(s): Howard Schragin
Arbitrator(s): Christine Moore, Antonio Concepcion, Kevin P. Feerick
Hearing Site: New York, NY
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| 13-02990 | 02/25/2015 | Claimant(s): Belgica Vidal
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Rebecca A. Novak, Doris Lindbergh, Christine Moore
Hearing Site: New York, NY
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| 13-02696 | 05/14/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Sean G. Duffy
Respondent(s): John Wessels
Respondent Lawyers(s): John Wessels
Arbitrator(s): Christine Moore
Hearing Site: New York, NY
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| 13-01043 | 10/14/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s): Montague Henry
Respondent Lawyers(s): Montague Stephan Henry
Arbitrator(s): Christine Moore
Hearing Site: New York, NY
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| 13-00660 | 08/20/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Alexander J. Nassar
Respondent(s): Michael Turnyanszki
Respondent Lawyers(s): Michael J Turnyanszki
Arbitrator(s): Christine Moore, Moshe Cohen
Hearing Site: Albany, NY
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| 11-00119 | 05/08/2013 | Claimant(s): Jason Roth
Claimant Lawyers(s): David Marek
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Cliff Fonstein
Arbitrator(s): Romaine L. Gardner, Stewart E. Winner, Christine Moore
Hearing Site: New York, NY
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| 11-01939 | 05/24/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Christopher Lee
Respondent Lawyers(s): Christopher Jung Lee
Arbitrator(s): Christine Moore
Hearing Site: New York, NY
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| 08-02210 | 03/15/2010 | Claimant(s): Andrew McConnell
Claimant Lawyers(s): Michael Schwartzberg
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Joel P. Mellis, Harry T. Walters, Christine Moore
Hearing Site: New York, NY
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| 07-00680 | 12/10/2009 | Claimant(s): Kevin LeBlanc, Robert Berg
Claimant Lawyers(s): Jim L. Batson
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): Robert L. Nisely, Christine Moore, Keith Eric Bettencourt
Hearing Site: New York, NY
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