| 13-03605 | 07/07/2017 | Claimant(s): Gregory Cohen
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Baris Dincer, Daniel Mendoza, Francine Lanaia, Joseph Amato, RBC Capital Markets LLC, Alexander Capital, L.P.
Respondent Lawyers(s): Baris Dincer, Daniel Manuel Mendoza, Francine Ann Lanaia, Frank J. Cuccio, Scott Holcomb
Arbitrator(s): William E. Nuckel, Christine Moore, Mary Julia O'Connell
Hearing Site: New York, NY
|  | $0 |
| 13-03497 | 06/30/2014 | Claimant(s): Stephen Petrucelli
Claimant Lawyers(s): Stephen G. Petrucelli
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Christine Moore
Hearing Site: Albany, NY
| | $163 |
| 13-02972 | 06/16/2014 | Claimant(s): Nathan Batalion
Claimant Lawyers(s): Edward W. Vioni
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Christine Moore
Hearing Site: Albany, NY
| | Expungement |
| 11-04079 | 12/06/2012 | Claimant(s): Lea Slote
Claimant Lawyers(s): Lea Slote
Respondent(s): Bruce Glassberg, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Sandra J. Mullings, Ira S. Cure, Christine Moore
Hearing Site: New York, NY
| | $0 |
| 09-00715 | 04/11/2012 | Claimant(s): Gary and Gail Whitener
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Elizabeth Gilbert, Christine Moore, Clifford Matthew Olson
Hearing Site: New Orleans, LA
| | $0 |
| 08-03674 | 04/01/2009 | Claimant(s): Jane Ricca
Claimant Lawyers(s): Jane E. Ricca
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paula M. McManus
Arbitrator(s): Christine Moore
Hearing Site: New York, NY
| | $619 |
| 05-06516 | 01/25/2008 | Claimant(s): Heinz Haenggeli
Claimant Lawyers(s): W. Scott Grecco
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Rena E. Grossfield, Stephen M. Gross, Christine Moore
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
