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FINRA Awards for David I. Hantman

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Displaying 91-100 out of 191 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0381802/03/2021Claimant(s): Daniel Katz
Claimant Lawyers(s): David I. Hantman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Michael H DuBoff, Robert E. Anderson, Richard Morse
Hearing Site: Jersey City, NJ
20-0324212/24/2020Claimant(s): Marcus Fagersten
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
20-0309812/23/2020Claimant(s): Jeremy Mykulak, Jon Ledoyen
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
20-0277312/15/2020Claimant(s): Ross Siegel
Claimant Lawyers(s): David I. Hantman
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
20-0320112/08/2020Claimant(s): Bradford Bernstein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Julie K. Chapin
Hearing Site: Philadelphia, PA
20-0046312/03/2020Claimant(s): Andrew Bodner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Linda J. Baer
Hearing Site: Jersey City, NJ
20-0255211/27/2020Claimant(s): Ettore Ventrice, Noah Rubin
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
20-0260911/16/2020Claimant(s): James Smith
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
20-0237311/06/2020Claimant(s): Kurt Maier
Claimant Lawyers(s): David I. Hantman
Respondent(s): J.P. Morgan Securities Inc
Respondent Lawyers(s): Samantha D. Parrish
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
20-0265911/06/2020Claimant(s): Matthew Powell
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Louisville, KY

191 Results

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