23-00909 | 02/27/2024 | Claimant(s): Dennis Karjanis Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Sean Alan D'Amico, Jud Perkins, David Stein Hearing Site: Hartford, CT
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20-00043 | 07/13/2022 | Claimant(s): Stephen DesRochers Claimant Lawyers(s): Leonard B. Rose Respondent(s): UBS Financial Services Inc., UBS Credit Corp Respondent Lawyers(s): Michael F. Braun Arbitrator(s): Sean Alan D'Amico, David Adams Reif, James Bromley Bragg Hearing Site: Hartford, CT
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20-02832 | 08/11/2021 | Claimant(s): Douglas Miller Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): William E, Hopkins Arbitrator(s): Sean Alan D'Amico Hearing Site: Hartford, CT
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20-00872 | 01/07/2021 | Claimant(s): John Beloin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Thomas Barnett Arbitrator(s): Sean Alan D'Amico Hearing Site: Hartford, CT
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18-00938 | 09/28/2018 | Claimant(s): William Warner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Sean Alan D'Amico Hearing Site: Hartford, CT
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16-03260 | 02/16/2018 | Claimant(s): Brandon Marinelli, Meagan Donahue Claimant Lawyers(s): David B. Cosgrove Respondent(s): LPL Financial LLC Respondent Lawyers(s): Ronald D. Smith Arbitrator(s): Michael J. McNeil, John M. Dasher, Sean Alan D'Amico Hearing Site: Hartford, CT
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16-01211 | 05/02/2017 | Claimant(s): Sid Ironson Claimant Lawyers(s): Sid Ironson Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Dale S. Cronnell, Sean Michael Peoples, Sean Alan D'Amico Hearing Site: Hartford, CT
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15-03202 | 08/30/2016 | Claimant(s): Jason Savey Claimant Lawyers(s): Michael G. Gibson Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Deborah Dickstein Arbitrator(s): Steven T. Stern, Jeffrey H. Farrar, Sean Alan D'Amico Hearing Site: Hartford, CT
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07-02564 | 09/30/2009 | Claimant(s): TD Banknorth, N.A. Claimant Lawyers(s): Thomas W. Witherington Respondent(s): Jeffrey Davis, National Planning Corporation Respondent Lawyers(s): Richard N. Freeth Arbitrator(s): Samuel H. Chorches, Philip S. Wellman, Sean Alan D'Amico Hearing Site: Hartford, CT
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