| 20-03814 | 07/16/2021 | Claimant(s): Thomas Keidel
Claimant Lawyers(s): Thomas Keidel
Respondent(s): David Lerner Associates., Patrick Perugino
Respondent Lawyers(s): Joseph C. Pickard, Patrick A. Perugino
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Hartford, CT
|  | $6,428 |
| 16-01538 | 11/22/2017 | Claimant(s): Martha Simkovitz
Claimant Lawyers(s): Sabato P. Fiano
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Jeffrey Miller, Morgan Stanley & Co..
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Philip S. Walker, Mae A. Brudner, Sean Alan D'Amico
Hearing Site: Hartford, CT
| | $209,775 |
| 12-00832 | 03/10/2017 | Claimant(s): Estate of Gilmay C. Dube
Claimant Lawyers(s): Thomas P. Willcutts
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Hartford, CT
| | $0 |
| 13-02879 | 02/18/2015 | Claimant(s): Pauline Duncavage
Claimant Lawyers(s): Thomas P. Willcutts
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): David B. Beizer, Sean Alan D'Amico, Guy R. Sullivan
Hearing Site: Hartford, CT
| | Expungement |
| 13-00175 | 08/26/2014 | Claimant(s): William Thomas
Claimant Lawyers(s): Howard Rosenfield
Respondent(s): Patrick Clark, William Sheehan
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Sean Alan D'Amico, David D. Vetrane, Charles W. Danis
Hearing Site: Hartford, CT
| | Expungement |
| 12-00680 | 08/21/2013 | Claimant(s): Patricia Santacroce
Claimant Lawyers(s): Adam Gana
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Hartford, CT
| | Expungement |
| 07-00262 | 06/17/2008 | Claimant(s): Frederick A. and Suzanne E. Lovejoy
Claimant Lawyers(s): Frederick A. Lovejoy
Respondent(s): E*Trade Securities LLC, Stephen Tachiera
Respondent Lawyers(s): John Bersin
Arbitrator(s): Catherine Ladnier, David Ellis, Sean Alan D'Amico
Hearing Site: Hartford, CT
| | $0 |
