Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03396 | 10/30/2024 | Claimant(s): Daniel Michalow Claimant Lawyers(s): Thomas A. Clare Respondent(s): D.E. Shaw & Co., L.P. Respondent Lawyers(s): Terri L. Chase Arbitrator(s): Marcia L. Adelson, Linda J. Baer, Nancy Marie Thevenin Hearing Site: New York, NY | ||
| 23-02860 | 08/30/2024 | Claimant(s): Paul Padovani Claimant Lawyers(s): Irwin Weltz Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Christopher M. Sacco, Kathryn D. Perreault, Trae D. Meyr Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 23-02722 | 05/30/2024 | Claimant(s): Sneha Mahajan Claimant Lawyers(s): James P. Galvin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 23-03236 | 05/24/2024 | Claimant(s): Gregory Manto Claimant Lawyers(s): David E. Robbins Respondent(s): Michael Quinn Respondent Lawyers(s): Michael James Quinn Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 23-02653 | 03/15/2024 | Claimant(s): Douglas Schiffmiller Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 23-00030 | 02/06/2024 | Claimant(s): Jean Sears Claimant Lawyers(s): Chelsea Bauer Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 23-00610 | 01/11/2024 | Claimant(s): Keith Medeck Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Jill Pilgrim, Linda J. Baer, Stefanie Stannard Hearing Site: New York, NY | ||
| 23-00051 | 11/08/2023 | Claimant(s): Garth Wilson Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Alyson A. Terrell Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 18-02978 | 07/07/2023 | Claimant(s): Liet Han Claimant Lawyers(s): Blaine H. Bortnick Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael J. Charlillo Arbitrator(s): Linda J. Baer, Sean F. Monahan, Mitchell Regenbogen Hearing Site: New York, NY | ||
| 22-02294 | 12/09/2022 | Claimant(s): John Tsoukalas Claimant Lawyers(s): Jennifer Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Burke Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ |