| 16-01801 | 11/04/2016 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Charles Jenkins
Respondent Lawyers(s): Charles Jenkins
Arbitrator(s): Barry Goldman
Hearing Site: Pittsburgh, PA
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| 15-02937 | 08/02/2016 | Claimant(s): Herman Kahn
Claimant Lawyers(s): Kelsey Hotchkiss
Respondent(s): NFP Advisor Services
Respondent Lawyers(s): Lydia Zaidman
Arbitrator(s): Michael P. Marryshow, Michael S. Berman, John P. Abriola
Hearing Site: Pittsburgh, PA
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| 14-02396 | 02/18/2016 | Claimant(s): Jonathan Freeze
Claimant Lawyers(s): Alan H. Perer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): James J. Puhala, John P. Abriola, Mark Alexander Sipper
Hearing Site: Pittsburgh, PA
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| 15-00958 | 02/02/2016 | Claimant(s): Richard Desman
Claimant Lawyers(s): Carolyn L. Dorazio
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Ronald W. Sannicandro
Arbitrator(s): Gregory P. Szuter
Hearing Site: Pittsburgh, PA
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| 15-00715 | 07/31/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): W. Sean Kelleher
Hearing Site: Pittsburgh, PA
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| 14-03322 | 06/01/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Monica M. Littman
Respondent(s): Phillip Conley
Respondent Lawyers(s): Phillip Wayne Conley
Arbitrator(s): G. Daniel Carney
Hearing Site: Pittsburgh, PA
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| 14-03320 | 04/01/2015 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): Pete S. Michaels
Respondent(s): James Perry
Respondent Lawyers(s): James P. Perry
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
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| 14-02222 | 03/27/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Robert Dunbar
Respondent Lawyers(s): Robert J Dunbar
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
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| 12-04273 | 03/10/2014 | Claimant(s): Karen Cartwright
Claimant Lawyers(s): Shelly J. Todd
Respondent(s): Anthony Rocco, Richard Barron, Richard Spencer, Wesbanco Securities., Westbanco.
Respondent Lawyers(s): Douglas G. Smith
Arbitrator(s): Frank C. Fogl, Gregory P. Szuter, Paul E. von Geis
Hearing Site: Pittsburgh, PA
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| 10-00447 | 02/19/2014 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Thomas Keiser
Respondent Lawyers(s): Noah Paul Fardo
Arbitrator(s): Ralph L. Corton, Barry J. Lipson, Mark Alexander Sipper
Hearing Site: Pittsburgh, PA
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