| 17-00828 | 05/02/2018 | Claimant(s): Eric Korhut
Claimant Lawyers(s): David J Weaver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael J. Meeusen, Justin Henry McCarthy, G. Daniel Carney
Hearing Site: Pittsburgh, PA
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| 17-02577 | 04/02/2018 | Claimant(s): Girish Thakar
Claimant Lawyers(s): Armin Sarabi
Respondent(s): A. G. Edwards & Sons., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deidre Wolff, Sarah Yates
Arbitrator(s): Michael D. McDowell
Hearing Site: Pittsburgh, PA
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| 17-02346 | 03/01/2018 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill Clarke
Respondent(s): Curtis Pritchard
Respondent Lawyers(s): Curtis J. Pritchard
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
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| 17-01915 | 11/13/2017 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Charles Jenkins
Respondent Lawyers(s): Charles M. Jenkins
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Pittsburgh, PA
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| 15-02938 | 09/21/2017 | Claimant(s): Charles Kibler
Claimant Lawyers(s): Adam G. Anderson
Respondent(s): Donald Smith, Provident Private Capital Partners., Provident Wealth Management.
Respondent Lawyers(s): Ryan O. Hemminger
Arbitrator(s): David M. Panko, Mary Kathleen Coleman, Mark A. Sipper
Hearing Site: Pittsburgh, PA
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| 13-02391 | 08/18/2017 | Claimant(s): Jeffrey Walter
Claimant Lawyers(s): G. Clinton Kelley
Respondent(s): PNC Investments
Respondent Lawyers(s): Raymond M. Ripple
Arbitrator(s): Jeffrey M. Bain, Cheryl Esposito Kaufman, John P. Abriola
Hearing Site: Pittsburgh, PA
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| 16-00597 | 07/13/2017 | Claimant(s): Francis Aiello
Claimant Lawyers(s): Stuart D. Meissner
Respondent(s): Citizens Securities.
Respondent Lawyers(s): David L. Ward
Arbitrator(s): David M. Panko, Jay H. Feldstein, Miles David Braverman
Hearing Site: Pittsburgh, PA
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| 16-03081 | 06/05/2017 | Claimant(s): Robert Lieb
Claimant Lawyers(s): Robert Alan Lieb
Respondent(s): William Miller
Respondent Lawyers(s): William Miller
Arbitrator(s): Michael D. McDowell, Cheryl Esposito Kaufman, John P. Abriola
Hearing Site: Pittsburgh, PA
| | Expungement |
| 17-00079 | 04/28/2017 | Claimant(s): Citizens Securities.
Claimant Lawyers(s): Michael E. Pastore
Respondent(s): Gazmend Murtezi
Respondent Lawyers(s): Gazmend Murtezi
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
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| 16-01874 | 12/08/2016 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Kay Oskvig
Respondent(s): Richard Ward
Respondent Lawyers(s): Richard Leon Ward
Arbitrator(s): Barry Goldman
Hearing Site: Pittsburgh, PA
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